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科技与出版  2025, Vol. 44 Issue (9): 107-116    
学术探索
高校学术期刊介导的学术不端四维协同治理机制研究——基于扎根理论的研究
侯波1,2,高虹3
1. 东南大学人文学院,211108,南京
2. 江苏经贸职业技术学院期刊社,211168,南京
3. 河海大学期刊部,210098,南京
Four-Dimensional Collaborative Governance Mechanism for Academic Misconduct Mediated by University Academic Journals: Evidence from Large-Scale Qualitative Interviews
HOU Bo1,2,GAO Hong3
1. School of Humanities, Southeast University, 211108, Nanjing, China
2. Journal Department, Jiangsu Vocational Institute of Commerce, 211168, Nanjing, China
3. Journal Department, Hohai University, 210098, Nanjing, China
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摘要: 

学术不端行为的频发与治理碎片化,已成为制约我国学术生态健康发展与世界一流科技期刊建设的关键瓶颈,而高校学术期刊作为学术成果传播的“首道防线”,在协同治理中的功能价值尚未被系统厘清。以协同治理理论为框架,基于对国内30家高校学术期刊的大规模深度质性访谈,运用扎根理论提炼编码,构建高校学术期刊介导的学术不端四维协同治理模型,从主体协同、制度调适、技术治理和文化嵌入四个维度系统剖析高校学术期刊在学术不端协同治理中的功能定位与作用机制。研究发现,这四个维度相互耦合、共同作用,其中高校学术期刊扮演着枢纽角色,需承担推动多元主体责任共担、制度规范价值重构、技术工具理性平衡及文化价值内化演进等功能,进而提出高校学术期刊精准发挥治理功能、完善中国特色学术治理体系的可操作实践路径。

关键词 学术不端高校学术期刊协同治理质性研究四维机制    
Abstract

The construction of China’s academic ecosystem currently faces unprecedented severe challenges. Academic misconduct and fragmented governance systems are intertwined, seriously hindering the healthy development of the academic community and becoming a key obstacle to achieving the strategic goal of building world-class scientific journals in China. However, university academic journals, as the primary gateway and important gatekeepers for publishing and disseminating academic achievements, require clearer recognition and systematic explanation of their unique functional role and potential value in the collaborative governance system addressing academic misconduct. On one hand, the concealment and complexity of academic misconduct impose higher requirements on the identification and handling capabilities of journals; on the other hand, the rights and responsibilities boundaries of journals as governance subjects are not clearly defined, making it difficult to fully leverage their hub role in the collaborative governance system. Additionally, rapid technological advancement and dynamic balance of ethical values present additional governance challenges, urgently requiring more systematic solutions from both theoretical and practical perspectives. This study, based on the theory of collaborative governance as its theoretical foundation and analytical framework, adopts in-depth qualitative research methods to conduct systematic interviews and surveys with 30 representative university academic journals across China. Through multi-dimensional and multi-level empirical data collection the study provides a solid empirical foundation. By using the three-level coding technique of grounded theory to deeply analyze the interview data, this paper develops an innovative four-dimensional collaborative governance theoretical model mediated by university academic journals for addressing academic misconduct. The model comprehensively and systematically reveals the functional positioning, action mechanisms, and intrinsic logic of university academic journals within the collaborative governance network of academic misconduct from four key dimensions: subject collaboration, institutional adjustment, technological governance, and cultural embedding, offering novel theoretical insights into academic governance complexity. The findings demonstrate that these four governance dimensions form an interconnected network of mutual support and dynamic coupling, creating a cohesive governance system. University academic journals, as key nodes connecting various stakeholders in the academic community, need to fully leverage their hub role by: fostering the formation of a responsibility community with multi-stakeholder collaborating in the subject collaboration dimension, establishing cross-departmental and cross-sectoral collaboration mechanisms; promoting the value reconstruction and dynamic adjustment of academic norms in the institutional adjustment dimension, thereby achieving the timeliness of the rules system; achieving the organic balance of tool rationality and value rationality in the technological governance dimension, while ensuring the unity of technology application and ethical values; and guiding the internalization and evolution of academic integrity values in the cultural embedding dimension, thus cultivating a healthy and upward academic cultural atmosphere.

Key wordsacademic misconduct    university academic journals    collaborative governance    qualitative research    four-dimensional mechanism
出版日期: 2025-10-15
基金资助:江苏高校哲学社会科学研究一般项目“高校学术期刊赋能学术治理研究”(2024SSJYB0529);2025年度江苏省科技智库计划项目立项项目“我省科技期刊‘十五五’战略规划前瞻研究:历程回溯、发展特征及建设策略”(JSKX0125002)

引用本文:

侯波,高虹. 高校学术期刊介导的学术不端四维协同治理机制研究——基于扎根理论的研究[J]. 科技与出版, 2025, 44(9): 107-116.
HOU Bo,GAO Hong. Four-Dimensional Collaborative Governance Mechanism for Academic Misconduct Mediated by University Academic Journals: Evidence from Large-Scale Qualitative Interviews. Science-Technology & Publication, 2025, 44(9): 107-116.

链接本文:

http://kjycb.tsinghuajournals.com/CN/      或      http://kjycb.tsinghuajournals.com/CN/Y2025/V44/I9/107

表 1  深度访谈样本结构矩阵(N=30)
表 2  开放性编码及范畴提炼
表 3  主轴编码提炼
图 1  高校学术期刊介导的学术不端四维协同治理模型
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