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科技与出版  2026, Vol. 45 Issue (8): 146-156    
学术探索
科研论文基金项目标注不端行为及治理对策——基于国家自然科学基金委员会2021—2025年科研诚信不端案件通报的分析
张娟
上海大学期刊社, 200444, 上海
Misconduct in Funding Acknowledgments in Research Papers and Countermeasures: An Analysis of NSFC Research Integrity Case Notices, 2021—2025
ZHANG Juan
Periodicals Agency of Shanghai University, 200444, Shanghai, China
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摘要: 

科研论文中基金项目标注不端问题已成为当前科研诚信领域的一大顽疾,其普遍性与隐蔽性引起了监管部门、学术界等的高度重视。本文以国家自然科学基金委员会官网发布的2021—2025年科研诚信不端案件通报为调查对象,统计分析国家自然科学基金标注不端行为案件的具体情况,并从制度环境、主观动机、核查义务、监管技术四个层面深入分析其成因,提出遵循“源头治理—过程监管—事后严惩”的逻辑,构建多元主体协同治理的全链条防控体系。

关键词 : 基金标注,  科研论文,  学术不端,  国家自然科学基金,  科研诚信    
Abstract:

Misconduct in funding acknowledgments in research papers has become a persistent problem in the field of research integrity. Its widespread and difficult-to-detect nature have attracted great attention from regulatory authorities and the academic community. Although a funding acknowledgment may appear to be ancillary information at the end of a paper, it directly affects the attribution of research outputs, the assessment of project performance, and the fair allocation of academic resources. Misconduct in funding acknowledgments not only distorts statistics on funded research outputs but also undermines the research integrity system, harming the research ecosystem and institutional credibility. Therefore, there is an urgent need to analyze the underlying causes and explore governance pathways. This paper analyzes research integrity misconduct case notices published on the official website of the National Natural Science Foundation of China (NSFC) from 2021 to 2025 and statistically examines cases involving improper acknowledgments of NSFC support. The results show that among the 314 papers involved in 132 cases of scientific misconduct, 282 papers acknowledged funding, encompassing a total of 201 funding sources. The proportion of funded papers was 89.8%. Improper acknowledgment involving multiple funding sources is a serious problem. Of the 282 funded papers, 106 (37.6% of the funded papers) acknowledged more than two funding sources, 28 papers acknowledged six funding sources, and 6 papers acknowledged seven funding sources. Among the 201 funding sources, 18 funding sources involved expired projects; 53 funding sources were acknowledged without authorization; four funding sources were unrelated to the paper; one funding source was fictitious; and two funding sources were recorded incorrectly. The paper delves into the underlying causes from four perspectives: institutional environment, subjective motivation, verification obligations, and regulatory technology. First, poorly designed evaluation systems (including academic evaluation and journal evaluation) is the fundamental incentive for misconduct in funding acknowledgments. Second, some researchers lack a strong awareness of research integrity or fail to clearly understand relevant regulations. Third, host institutions and journal publishers have not performed their management and oversight roles effectively or fulfilled their verification obligations. Finally, funding agencies have not provided convenient tools for project verification, and relevant definitions and rules remain unclear. Therefore, comprehensive measures are needed to address misconduct in funding acknowledgments in research papers. Following the logic of "source governance–process supervision–strict ex post punishment", this paper proposes a full-chain prevention and control system based on collaboration among multiple stakeholders, including NSFC, scientific researchers, host institutions, and journal publishers, to systematically curb misconduct in funding acknowledgments.

Key words: funding acknowledgments    research papers    academic misconduct    National Natural Science Foundation of China    research integrity
出版日期: 2026-09-08

引用本文:

张娟. 科研论文基金项目标注不端行为及治理对策——基于国家自然科学基金委员会2021—2025年科研诚信不端案件通报的分析[J]. 科技与出版, 2026, 45(8): 146-156.
ZHANG Juan. Misconduct in Funding Acknowledgments in Research Papers and Countermeasures: An Analysis of NSFC Research Integrity Case Notices, 2021—2025. Science-Technology & Publication, 2026, 45(8): 146-156.

链接本文:

http://kjycb.tsinghuajournals.com/CN/      或      http://kjycb.tsinghuajournals.com/CN/Y2026/V45/I8/146

表 1  科研论文基金标注不端行为的分类
表 2  314篇论文标注基金项数情况 数量/篇
图 1  多元主体协同治理监管框架
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