数智技术背景下,跨学科研究已经成为知识生产的重要形态,由此也带来研究成果署名争议问题。署名争议既侵蚀学术诚信,又制约学科深度融合发展。本研究以国家自然科学基金委员会通报的43例涉及跨学科研究署名争议案例为实证基础,采用“制度—技术—伦理”框架,结合CRediT分类法、区块链技术展开分析。研究发现,争议表现为学科研究模式差异引发贡献认知分歧、贡献大小难衡量及署名权滥用;深层原因在于制度层面署名标准缺位与评审机制局限,技术层面传统记录系统缺陷及区块链应用滞后,伦理层面学术道德缺失。据此提出协同治理路径:通过CRediT分类法标准化贡献认定,依托区块链构建透明追溯平台,建立多方协同机制。研究揭示中国情境下争议的特殊性,为科研管理部门、学术共同体等相关方提供决策支撑,助力学术出版伦理体系完善。
The deep penetration of digital and intelligent technologies has established interdisciplinary research as the core form of knowledge production, injecting momentum into the deep integration in academic publishing while also highlighting disputes regarding research authorship attribution. These authorship disputes erode the foundation of academic integrity and present a significant barrier to the deep development of interdisciplinary research. This paper analyzes 43 cases of interdisciplinary authorship disputes reported by the National Natural Science Foundation of China from 2020 to 2024. The research employs a three-dimensional analytical framework encompassing "institution, technology, and ethics," combined with the CRediT contributor role classification method and blockchain technology, to conduct a comprehensive investigation. The findings reveal that the core contradictions of interdisciplinary authorship disputes are concentrated in three aspects: First, the research paradigm differences between natural sciences (which prioritize empirical data and technological development) and social sciences (which emphasize theoretical construction and ethical analysis) lead to divergent perceptions of contributions, often neglecting implicit contributions such as "interdisciplinary coordination." Second, the lack of unified quantification standards and weight conversion mechanisms for multiple contributions, including technological development and theoretical innovation, leads to difficulties in comparing contributions. Third, interest-driven misuse of authorship rights frequently occurs, including improper behaviors such as "honorary authorship", "guest authorship", ghostwriting and submission, and identity impersonation. The underlying causes manifest at multiple levels: institutionally, there is a lack of exclusive contribution recognition standards and regulatory mechanisms for interdisciplinary research; technically, traditional recording systems are fragmented, and blockchain certification applications lag behind; and ethically, academic ethics are out of order, and the imbalance between scientific research interests and benefits is evident. Consequently, this paper proposes a collaborative governance approach: institutionally, improving the CRediT classification system (adding an interdisciplinary coordination category, refining methodological classification, and establishing a contribution weight conversion mechanism) to standardize contribution recognition, while establishing a full-cycle attribution ethics review system for interdisciplinary projects; technically, building a blockchain-based transparent contribution traceability platform with artificial intelligence-assisted attribution review tools; and ethically, establishing a multi-stakeholder collaborative mechanism involving self-supervision by the academic community, full-process control by publishing institutions, and coordinated punishment by policies and industries. This paper illuminates the distinctive characteristics of interdisciplinary authorship disputes within the Chinese academic ecosystem, providing theoretical support and practical pathways for scientific research management departments to establish specific norms and for academic communities to efficiently resolve authorship disputes. Furthermore, it offers valuable insights for improving the ethical system of academic publishing in the digital and intelligent era while promoting the healthy development of interdisciplinary research.
朱绍煜. 数智时代跨学科研究成果署名争议治理路径研究[J]. 科技与出版, 2025, 44(11): 77-84. ZHU Shaoyu. Ethical Analysis and Governance Pathways of Authorship Disputes in Interdisciplinary Research in Digital-Intelligent Era. Science-Technology & Publication, 2025, 44(11): 77-84.
http://kjycb.tsinghuajournals.com/CN/ 或 http://kjycb.tsinghuajournals.com/CN/Y2025/V44/I11/77
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