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科技与出版  2025, Vol. 44 Issue (6): 80-87    
编辑实务
科技期刊实施开放同行评议面临的挑战与应对策略
李艳红1,邓履翔2,*
1. 中南大学《中国有色金属学报》编辑部,410083,长沙
2. 中南大学《交通安全与环境(英文)》编辑部,410083,长沙
Challenges and Countermeasures for Implementing Open Peer Review in STM Journals
LI Yanhong1,DENG Lyuxiang2,*
1. Editorial Office of The Chinese Journal of Nonferrous Metals, Central South University, 410083, Changsha, China
2. Editorial Office of Transportation Safety and Environment, Central South University Press, Central South University, 410083, Changsha, China
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摘要: 

开放同行评议因其开放、透明的特点,有利于增强同行评议的透明度,有利于增强评议主体的责任意识,有利于保障评议结果的公正性。基于完善同行评议机制、积极参与全球学术治理的理念,文章分析了科技期刊实施开放同行评议时面临的挑战:科技期刊发展与现实推进之间的矛盾、作者学术认可与量化产出之间的矛盾、专家公正考评与刀口向内之间的矛盾。最后,从国家顶层设计、学术社区激励机制以及学术个体恪守职业道德三个层面给出了开放同行评议挑战的应对策略,为开放同行评议的实施提供保障、奠定基础、营造氛围。

关键词 开放科学科技期刊开放同行评议应对策略制度保障激励机制    
Abstract

Peer review is a review system adopted by the academic and periodical circle to assess the scholarly merit of scientific and technological achievements. This system serves as a crucial foundation for enhancing academic quality, ensuring journal standards, and facilitating scholarly publication. The emergence of open science has significantly influenced global scientific research activities. As scientific and technological innovation and open science continue to evolve, open peer review has become increasingly integrated into the ecosystem of scientific research exchange, establishing itself as a significant evaluation model. The fundamental principle of open peer review involves transparency in paper authorship, reviewer identity, review documentation, and evaluation platforms to encourage broader participation. This transparency enhances review accountability, strengthens reviewer responsibility, and promotes equitable evaluation outcomes. However, the implementation of open peer review faces several challenges: scientific, technical, and medical (STM) journals encounter conflicts between developmental goals and practical implementation; authors face tensions between academic recognition and quantitative output requirements; and reviewers must balance fair evaluation with maintaining cutting -edge perspectives. This article, grounded in the principles of "enhancing peer review mechanisms and actively participating in global academic governance," presents strategies to address these challenges. It advocates for improved governmental planning, establishment of comprehensive open peer review policies, and development of systems for academic recognition and impartial expert evaluation.This enables the entire academic community to perceive the completeness and protection nature of the open peer review system, providing institutional guarantees for the implementation of open peer review. To facilitate this, the academic community should develop technological products to enhance the promotion of open peer review, improve the penalty mechanism to strengthen the academic recognition of authors, and refine the reward mechanism to strengthen the impartial evaluations of experts, thereby laying the foundation for the implementation of open peer review. The academic individuals should adhere to professional ethics, abide strictly the interests of all parties, and create an atmosphere for open peer review. Editors should adhere to ethical standardsto promote open peer review. Authors should adhere to academic integrity to uphold academic recognition. Reviewers should commit to fairness and objectivity in their evaluations. Only when the academic community establishes effective review and supervision mechanism, enforces ethical conduct among scholars, and improves the quality of open peer review, can a favorable ecosystem for open peer review be realized. This will ensure the fairness and effectiveness of the external review system and continuously promote the implementation of open peer review, thereby fully leveraging its role and functions. The findings of this study provide theoretical support for the implementation of open peer review in Chinese STM journals, and contribute to their evolution in alignment with the broader development of open science.

Key wordsopen science    scientific, technical and medical (STM) journals    open peer review    countermeasure    institutional guarantee    incentive mechanism
出版日期: 2025-07-09
基金资助:湖南省培育世界一流湘版科技期刊建设工程科技期刊杰出中青年人才项目(2021ZL9002);湖南省培育世界一流湘版科技期刊建设工程科技期刊杰出中青年人才项目(2021ZL9004);中国科技期刊卓越行动计划二期资助项目:中文领军期刊(B1-080)
通讯作者: 邓履翔   
Corresponding author: Lyuxiang DENG   

引用本文:

李艳红,邓履翔. 科技期刊实施开放同行评议面临的挑战与应对策略[J]. 科技与出版, 2025, 44(6): 80-87.
LI Yanhong,DENG Lyuxiang. Challenges and Countermeasures for Implementing Open Peer Review in STM Journals. Science-Technology & Publication, 2025, 44(6): 80-87.

链接本文:

http://kjycb.tsinghuajournals.com/CN/      或      http://kjycb.tsinghuajournals.com/CN/Y2025/V44/I6/80

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