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科技与出版  2025, Vol. 44 Issue (11): 77-84    
融媒之光
数智时代跨学科研究成果署名争议治理路径研究
朱绍煜
广东省医学学术交流中心(广东省医学情报研究所)《实用医学杂志》编辑部,510180,广州
Ethical Analysis and Governance Pathways of Authorship Disputes in Interdisciplinary Research in Digital-Intelligent Era
ZHU Shaoyu
The Journal of Practical Medicine, 510180, Guangzhou, China
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摘要: 

数智技术背景下,跨学科研究已经成为知识生产的重要形态,由此也带来研究成果署名争议问题。署名争议既侵蚀学术诚信,又制约学科深度融合发展。本研究以国家自然科学基金委员会通报的43例涉及跨学科研究署名争议案例为实证基础,采用“制度—技术—伦理”框架,结合CRediT分类法、区块链技术展开分析。研究发现,争议表现为学科研究模式差异引发贡献认知分歧、贡献大小难衡量及署名权滥用;深层原因在于制度层面署名标准缺位与评审机制局限,技术层面传统记录系统缺陷及区块链应用滞后,伦理层面学术道德缺失。据此提出协同治理路径:通过CRediT分类法标准化贡献认定,依托区块链构建透明追溯平台,建立多方协同机制。研究揭示中国情境下争议的特殊性,为科研管理部门、学术共同体等相关方提供决策支撑,助力学术出版伦理体系完善。

关键词 数智技术出版深度融合跨学科研究署名争议伦理治理    
Abstract

The deep penetration of digital and intelligent technologies has established interdisciplinary research as the core form of knowledge production, injecting momentum into the deep integration in academic publishing while also highlighting disputes regarding research authorship attribution. These authorship disputes erode the foundation of academic integrity and present a significant barrier to the deep development of interdisciplinary research. This paper analyzes 43 cases of interdisciplinary authorship disputes reported by the National Natural Science Foundation of China from 2020 to 2024. The research employs a three-dimensional analytical framework encompassing "institution, technology, and ethics," combined with the CRediT contributor role classification method and blockchain technology, to conduct a comprehensive investigation. The findings reveal that the core contradictions of interdisciplinary authorship disputes are concentrated in three aspects: First, the research paradigm differences between natural sciences (which prioritize empirical data and technological development) and social sciences (which emphasize theoretical construction and ethical analysis) lead to divergent perceptions of contributions, often neglecting implicit contributions such as "interdisciplinary coordination." Second, the lack of unified quantification standards and weight conversion mechanisms for multiple contributions, including technological development and theoretical innovation, leads to difficulties in comparing contributions. Third, interest-driven misuse of authorship rights frequently occurs, including improper behaviors such as "honorary authorship", "guest authorship", ghostwriting and submission, and identity impersonation. The underlying causes manifest at multiple levels: institutionally, there is a lack of exclusive contribution recognition standards and regulatory mechanisms for interdisciplinary research; technically, traditional recording systems are fragmented, and blockchain certification applications lag behind; and ethically, academic ethics are out of order, and the imbalance between scientific research interests and benefits is evident. Consequently, this paper proposes a collaborative governance approach: institutionally, improving the CRediT classification system (adding an interdisciplinary coordination category, refining methodological classification, and establishing a contribution weight conversion mechanism) to standardize contribution recognition, while establishing a full-cycle attribution ethics review system for interdisciplinary projects; technically, building a blockchain-based transparent contribution traceability platform with artificial intelligence-assisted attribution review tools; and ethically, establishing a multi-stakeholder collaborative mechanism involving self-supervision by the academic community, full-process control by publishing institutions, and coordinated punishment by policies and industries. This paper illuminates the distinctive characteristics of interdisciplinary authorship disputes within the Chinese academic ecosystem, providing theoretical support and practical pathways for scientific research management departments to establish specific norms and for academic communities to efficiently resolve authorship disputes. Furthermore, it offers valuable insights for improving the ethical system of academic publishing in the digital and intelligent era while promoting the healthy development of interdisciplinary research.

Key wordsdigital-intelligent technology    deep integration of publishing    interdisciplinary research    authorship disputes    ethics    governance
出版日期: 2025-12-11
基金资助:中国科技期刊卓越行动计划二期项目(卓越二期-B2-040);韬奋基金会2025年度入选课题(TF2025053);广东省科技期刊优秀人才项目(2025A1212150019);广东省医学科研基金项目(B2024234);广东省科技期刊编辑学会一般项目(2024-YB-10)

引用本文:

朱绍煜. 数智时代跨学科研究成果署名争议治理路径研究[J]. 科技与出版, 2025, 44(11): 77-84.
ZHU Shaoyu. Ethical Analysis and Governance Pathways of Authorship Disputes in Interdisciplinary Research in Digital-Intelligent Era. Science-Technology & Publication, 2025, 44(11): 77-84.

链接本文:

http://kjycb.tsinghuajournals.com/CN/      或      http://kjycb.tsinghuajournals.com/CN/Y2025/V44/I11/77

表 1  CRediT分类法跨学科研究扩展模型框架表
1 刘欣, 蒋雪颖, 袁也. 数智时代的国家认同与主题出版融合发展路径探析[J]. 科技与出版, 2024, 43 (2): 71- 76.
doi: 10.16510/j.cnki.kjycb.2024.02.002
2 王丽萍, 李立, 陈章颖. 科技期刊“同等贡献”作者署名情况分析[J]. 科技与出版, 2023 (4): 78- 83.
doi: 10.16510/j.cnki.kjycb.20230414.003
3 刘静茹, 邵丽鑫. 中国高等教育核心期刊合著论文的现象分析:基于2015年18家教育类中文核心期刊的文献统计[J]. 中国高教研究, 2016 (4): 39- 44.
4 张小强, 曹馨予. 区块链技术赋能学术期刊深度融合发展的模式与路径研究[J]. 中国科技期刊研究, 2022, 33 (8): 999- 1012.
5 宋雪飞, 李凌, 刘浩. 学术期刊出版深度融合发展路径:基于区块链技术的协同创新平台构建[J]. 出版科学, 2023, 31 (1): 72- 80.
6 潘雪, 张海生, 果磊. 科技期刊智能出版的发展前景、现实困境与推进策略[J]. 编辑学报, 2022, 34 (4): 378- 383.
7 王勇安, 李丙南. 深度融合与范式重构:基于区块链思维的融合出版范式设计建构[J]. 中国编辑, 2023 (5): 72- 76.
8 王少辉, 胡佩武, 董婷, 等. 跨学科交叉研究现状与思考:以中南大学湘雅医院为例[J]. 中国研究型医院, 2024, 11 (4): 8- 14.
9 艾勇琦, 严金海. 医学论文署名不实现象的伦理审思与对策[J]. 医学与哲学, 2020, 41 (20): 36- 40.
10 缪弈洲, 张月红. 科研诚信建设背景下贡献者角色分类(CRediT)标准解读及应用建议[J]. 出版与印刷, 2021, 31 (2): 1- 6.
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