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科技与出版  2026, Vol. 45 Issue (5): 103-111    
学术探索
学术共同体对注册式研究报告的认知及其推广路径——基于深度访谈的研究结果
龚梦月1,2
1. 《系统微生物学与生物制造(英文)》编辑部,214122,江苏无锡
2. 《食品与生物技术学报》编辑部,214122,江苏无锡
Academic Community’s Perceptions of Registered Reports and Its Promotion Pathways: Findings from In-Depth Interviews
GONG Mengyue1,2
1. Editorial Office of Systems Microbiology and Biomanufacturing, 214122, Wuxi, China
2. Editorial Office of Journal of Food and Biotechnology, 214122, Wuxi, China
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摘要: 

注册式研究报告的选择性同行评审更关注研究问题和方法,可以在很大程度上解决期刊出版中的阳性结果偏好、数据透明度和可重复性问题,给学术共同体各方都带来了新的机遇和挑战,本文旨在探索注册式研究报告这一研究范式在我国科技期刊中的实施可能性及其影响因素。通过扎根理论方法,对访谈记录进行质性分析,识别了影响注册式研究报告实施的关键因素,并构建了阻动力理论模型。研究结果表明,价值认知、利益相关者态度和制度执行是影响注册式研究报告实施的三大类属因素,这些因素相互作用,共同影响注册式研究报告的实施效果。科技期刊有望以注册式研究报告为契机,促进科研评审转型,我国科技期刊应密切关注学界动态,及时做出有中国特色的出版模式创新。

关键词 注册式研究报告同行评审出版模式基金评审开放科学    
Abstract

Registered Reports (RR) offer a promising pathway to mitigate publication bias, enhance data transparency, and improve research reproducibility by shifting peer review from results-based to methods-based evaluation. Despite growing international adoption, little is known about how Chinese researchers, editors, and research administrators perceive RR or what barriers impede its local implementation. This study employs grounded theory, drawing on semi-structured in-depth interviews with 30 participants from diverse disciplines (biology, medicine, psychology, materials science, engineering, and management) and roles (early-career and senior researchers, journal editors, editorial board members, and research administrators). Interviews were transcribed, coded using ATLAS.ti, and analyzed iteratively through open, axial, and selective coding, yielding 94 concepts, 10 categories, and 5 core categories. A "motivity-resistance" model is constructed, capturing three interacting dimensions: value cognition, power structure, and behavioral actors. Findings reveal a pronounced decoupling between positive value perception and behavioral intention. While most participants acknowledge RR's theoretical advantages—improved methodological rigor, reduced selective reporting, and increased efficiency—actual willingness to adopt RR in their own practice remains low. Cognitive resistance stems from a deep-rooted research culture that prioritizes positive results and serendipitous discoveries, especially in exploratory fields such as materials science and synthetic biology, where preregistration is seen as potentially constraining innovation. From a power-structure perspective, the research evaluation system—encompassing promotion criteria, funding allocation, and journal rankings—provides virtually no institutional recognition for RR, while journal leaders fear operational burdens including workload surges and 'empty registrations.' Behaviorally, different stakeholders rationally weigh costs and benefits: earlycareer researchers value the certainty of inprinciple acceptance but worry about idea theft during firstround review; reviewers support the methodological focus yet are deterred by increased unpaid workload; editorial board members and editors express cautious optimism but demand local pilot evidence before committing. Disciplinary culture significantly affects RR acceptance, whereas regional reform policies show no notable influence. To break the lock-in loop of cognitive tradition, power asymmetry, and behavioral conservatism, the study proposes actionable strategies: reforming evaluation systems to reward process rigor and negative results; establishing a third-party pre-registration platform (led by academic societies) to protect intellectual property; crediting RR peer-review work as "academic service" in promotion criteria; developing lightweight manuscript management systems for RR workflows; and adopting a phased, discipline-specific pilot approach starting with method-oriented fields (e.g., clinical psychology, biomedicine) before gradual expansion. These findings demonstrate that promoting RR in China is not merely a technical adjustment but a systemic transformation requiring aligned changes in research culture, institutional power, and stakeholder incentives. This study provides empirical evidence and context-sensitive solutions to advance open science and publishing innovation in Chinese scientific journals.

Key wordsregistered reports    peer review    publishing mode    pre-registration    open science
出版日期: 2026-06-15
基金资助:中国科学技术期刊编辑学会基金项目(2023—2024年度)(CESSP-2023-C-10);江苏省科技期刊学会暨长三角科技期刊·MPS/AJE英文期刊发展基金课题(JSKJQK-MPS/AJE-2025-003)

引用本文:

龚梦月. 学术共同体对注册式研究报告的认知及其推广路径——基于深度访谈的研究结果[J]. 科技与出版, 2026, 45(5): 103-111.
GONG Mengyue. Academic Community’s Perceptions of Registered Reports and Its Promotion Pathways: Findings from In-Depth Interviews. Science-Technology & Publication, 2026, 45(5): 103-111.

链接本文:

http://kjycb.tsinghuajournals.com/CN/      或      http://kjycb.tsinghuajournals.com/CN/Y2026/V45/I5/103

图 1  注册式研究报告文章处理流程
表 1  访谈对象信息记录表
表 2  基于扎根理论的访谈文字编码结果
图 2  注册式研究报告编码结果核心范畴与主轴编码的关系示意图
图 3  RR推广的“阻力—动力”因素图
图 4  观念认知、权力结构和行为角色三个维度的循环互锁
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