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科技与出版  2025, Vol. 44 Issue (10): 119-131    
版权视界
生成式人工智能服务提供者版权注意义务的构建
卢海君1,王芷若2
1. 对外经济贸易大学国家对外开放研究院,100029,北京
2. 对外经济贸易大学法学院,100029,北京
Establishment of Copyright Duty of Care for Generative Artificial Intelligence Service Providers
LU Haijun1,WANG Zhiruo2
1. The Academy of China Open Economy Studies, UIBE, 100029, Beijing, China
2. School of Law, Zhengzhou University, 450001, Zhengzhou, China
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摘要: 

生成式人工智能服务提供者应落实版权治理的主体责任,尽到合理的版权注意义务。此注意义务并非事前过滤义务,服务提供者应享“避风港”的庇护,但不应采取“鸵鸟政策”,即在收到合格的侵权通知之后采取必要措施来防范侵权的发生及损失的扩大。该注意义务的设定不宜建立过高的标准,而应考量技术水平及其他实际情况的限制,遵照最大诚信原则及善良管理人的谨勉义务而建构,使其具有一定程度的抽象性和灵活性。服务提供者应做到包括事前预防、事中发现及事后处置在内的全方位、多维度、广视角的版权管理,保证模型的可解释性、训练数据的披露、健全的投诉机制、生成内容标识、完善的用户关系及用户规范治理,在特定情形之下,服务提供者应承担举证不利的后果。服务提供者对版权侵权应承担过错责任,若在遵守注意义务规范的情形之下仍发生了侵权后果,应免除除停止侵权以外的其他责任。

关键词 生成式人工智能服务提供者主体责任过错责任注意义务版权治理    
Abstract

The advancement of artificial intelligence (AI) technology has posed significant challenges to traditional copyright systems, particularly with the emergence of generative AI, which has disrupted conventional copyright industries. Balancing copyright protection with AI innovation necessitates expertise in legislative, judicial, and enforcement domains. The rapid proliferation of large-scale models and their applications has intensified debates over whether and how generative AI service providers should fulfill copyright obligations. This paper adopts the position that such providers must exercise appropriate copyright due diligence, aiming to refine the subjects, scope, and legal consequences of these obligations. This research employs a multidisciplinary methodology, integrating historical analysis to trace the evolution of AI-related copyright norms; literature review to synthesize global regulatory frameworks and scholarly discourse; normative analysis of legal provisions, including China's Interim Measures for Generative AI Management; comparative studies of international legislative practices; and case studies of judicial rulings on AI-generated content disputes. By integrating existing legal frameworks with empirical insights, this paper proposes a copyright due diligence framework for generative AI service providers. Specifically, generative AI service providers should implement primary responsibility for copyright governance and fulfill reasonable copyright duty of care. This duty does not equate to ex-ante filtering obligations; service providers should qualify for "safe harbor" protections but must avoid adopting an "ostrich policy"—taking necessary measures to prevent infringement and mitigate damages after receiving valid infringement notices. The establishment of such duty should avoid overly stringent standards, instead considering technological limitations and practical constraints. It should align with the principle of utmost good faith and the diligence obligations of a prudent manager, ensuring flexibility and adaptability. Providers must adopt comprehensive copyright management mechanisms, including: (1) preventive measures: Ensuring model explainability, disclosing training data, and establishing content labeling systems; (2) real-time monitoring: Developing robust user guidelines and complaint-handling mechanisms; and (3) post-infringement actions: Implementing user relationship governance and bearing adverse consequences of burden of proof reversal in specific cases. Generative AI service providers bear fault-based liability for copyright infringement. If infringement occurs despite compliance with duty-of-care standards, liability should be exempted. This study clarifies critical ambiguities in AI copyright governance by rejecting the “ostrich policy” of willful negligence while affirming the “safe harbor” principle; providing standardized criteria for courts to adjudicate infringement claims; and offering a compliance roadmap for AI developers to foster innovation without compromising creator rights. This paper advocates transcending the micro-level "liability-centric" framework and instead constructing the copyright protection obligations of generative AI service providers through a macro-level governance perspective, tailored to the constraints of existing technological conditions. Specifically, it argues that traditional approaches overemphasize post-infringement liability allocation while neglecting systemic governance mechanisms to prevent copyright risks at their source. This paper argues that the copyright governance framework for generative AI service providers should adopt a comprehensive lifecycle approach—spanning pre-emptive, real-time, and post-infringement measures—while ensuring that the imposition of copyright duty of care aligns with principles of legitimacy, rationality, and practicality. These contributions advance theoretical discourse on AI law and promote sustainable development across creative and technological sectors.

Key wordsgenerative AI service providers    primary responsibility    fault liability    duty of care    copyright governance
出版日期: 2025-12-11
基金资助:对外经济贸易大学国家对外开放研究院2023年度课题“数据权益的知识产权保护机制研究”(2023GK05)

引用本文:

卢海君,王芷若. 生成式人工智能服务提供者版权注意义务的构建[J]. 科技与出版, 2025, 44(10): 119-131.
LU Haijun,WANG Zhiruo. Establishment of Copyright Duty of Care for Generative Artificial Intelligence Service Providers. Science-Technology & Publication, 2025, 44(10): 119-131.

链接本文:

http://kjycb.tsinghuajournals.com/CN/      或      http://kjycb.tsinghuajournals.com/CN/Y2025/V44/I10/119

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