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科技与出版  2026, Vol. 45 Issue (6): 5-15    
专稿
学术期刊在科研诚信建设中的职责定位与实践路径——基于近年来曝光的涉刊学术不端典型案例的分析
刘普1,蔡英辉2
1. 中国社会科学院大学政府管理学院,102401,北京
2. 北京师范大学教育学部,100091,北京
The Functional Role and Practical Pathways of Academic Journals in Building Research Integrity
LIU Pu1,CAI Yinghui2
1. School of Government Management, University of Chinese Academy of Social Sciences, 102401, Beijing, China
2. Faculty of Education, Beijing Normal University, 100091, Beijing, China
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摘要: 

学术期刊作为学术传播的核心载体和学术评价的重要平台,在科研诚信建设中发挥着不可替代的作用,其职责主要体现为有效识别和拦截有学术不端行为的问题稿件,避免自身成为学术不端的参与者,积极开展科研诚信宣传教育等。然而,过去十多年来曝光的涉刊学术不端典型案例表明,部分期刊在履行这些职责时存在明显失范行为,有的期刊把关不严发表质量低劣的论文,有的期刊违背原则刊发人情稿、关系稿,少数期刊以牟利为目的大量发表注水论文等。基于学术期刊在科研诚信建设中的职能定位,并针对当前存在的突出问题及面临的挑战,本文从提高学术不端论文拦截能力、加强期刊自身廉洁建设、主动开展科研诚信宣传教育、加强期刊版面费管理、应对人工智能挑战等五个维度,系统探讨学术期刊参与科研诚信建设的实践路径。

关键词 学术期刊学术不端科研诚信期刊管理人工智能    
Abstract

As the core vehicle for disseminating academic achievements and a key platform for evaluating academic quality, academic journals play an irreplaceable role in building research integrity. Their core responsibilities lie not only in effectively identifying and intercepting submissions that involve academic misconduct, thereby screening out problematic manuscripts at the source, but also in exercising strict self-discipline to avoid becoming a participant or enabler of academic misconduct in the publishing process. Furthermore, they should actively assume the function of advocating for and educating about a culture of research integrity. Existing studies on the research integrity responsibilities of academic journals have mostly focused, at the level of editorial practice, on how journals can improve their ability to identify manuscripts containing academic misconduct. However, they have rarely examined in depth the cases of journal-related academic misconduct exposed over the past decade. As a result, research on the role of academic journals in research integrity suffers from certain limitations in terms of specificity and practical relevance. This study systematically reviews and examines a series of typical cases of journal-related academic misconduct exposed over the past ten-plus years. It finds that some journals have significant shortcomings in fulfilling their research integrity responsibilities: some journals' peer review procedures are merely perfunctory, allowing papers of poor academic quality to be published; some journals succumb to personal relationships and violate the principle of academic fairness by publishing "favoritism manuscripts" accepted through personal connections; moreover, a few journals take commercial profit as their primary goal and actively or passively publish "watered-down" papers in bulk, severely damaging the credibility of academic publishing. Based on the fundamental functional positioning of academic journals in the construction of research integrity, and in light of the prominent problems currently exposed as well as the new situations and challenges they face, this study systematically explores practical paths for journals to strengthen their responsibilities from five dimensions. These include: First, journals need to substantially enhance their ability to accurately identify and effectively intercept various types of academic misconduct papers by introducing advanced technical tools and improving the manuscript review process. Second, efforts should be focused on strengthening the internal governance mechanisms of journals and the integrity and self-discipline of editorial and publishing teams, thereby reinforcing institutional and ethical safeguards. Third, it is necessary to shift from passive to active engagement, conducting research integrity outreach and education in innovative formats, while strengthening guidance on academic norms for early-career scholars and researchers. Fourth, the collection and management processes for publication fees and other related charges must be standardized, with a view to effectively improving fee transparency and fairness. Finally, forward-looking assessment should be made of the impact of emerging technologies such as artificial intelligence-generated content on the academic publishing ecosystem, and effective response strategies should be formulated to uphold the authenticity and credibility of academic outputs.

Key wordsacademic journals    academic misconduct    research integrity    journal management    artificial intelligence
出版日期: 2026-07-14

引用本文:

刘普,蔡英辉. 学术期刊在科研诚信建设中的职责定位与实践路径——基于近年来曝光的涉刊学术不端典型案例的分析[J]. 科技与出版, 2026, 45(6): 5-15.
LIU Pu,CAI Yinghui. The Functional Role and Practical Pathways of Academic Journals in Building Research Integrity. Science-Technology & Publication, 2026, 45(6): 5-15.

链接本文:

http://kjycb.tsinghuajournals.com/CN/      或      http://kjycb.tsinghuajournals.com/CN/Y2026/V45/I6/5

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