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科技与出版  2026, Vol. 45 Issue (6): 106-114    
编辑实务
人工智能辅助期刊审稿责任认定规则构建研究
张弘杨1,吴瑜2,*,肖进4,彭熙3,别思瑶2,唐定国2
1. 重庆理工大学产学研合作办公室, 400054, 重庆
2. 重庆理工大学期刊社, 400054, 重庆
3. 重庆市科学技术期刊编辑学会, 401300, 重庆
4. 湖北民族大学, 445000, 湖北恩施
Constructing a Liability Attribution System for AI-Assisted Journal Peer Review
ZHANG Hongyang1,WU Yu2,*,XIAO Jin4,PENG Xi3,BIE Siyao2,TANG Dingguo2
1. Industry-Academia-Research Cooperation Office, Chongqing University of Technology, 400054, Chongqing, China
2. Journal Press, Chongqing University of Technology, 400054, Chongqing, China
3. Chongqing Society for Science and Technology Journal Editing, 401300, Chongqing, China
4. Hubei Minzu University, 445000, Enshi, China
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摘要: 

人工智能渗透期刊审稿引发了多元法律风险与复杂的责任认定难题。通过梳理人工智能辅助期刊审稿的三类应用模式,界定其不同类型的技术特征与应用场景,并考察出其法律风险集中在著作权、名誉权、缔约过失与违约责任、个人信息与数据安全四个维度。人工智能介入审稿后,原有的“作者—期刊社—审稿人”三角法律关系重构为菱形结构,由此催生三大现实困境:一是责任主体界定模糊,缺乏清晰的过错认定标准;二是侵权因果关系趋于复杂,导致举证责任分配失衡;三是算法偏见的特殊性进一步加大了责任认定的难度。针对不同类型法律风险,文章提出,需构建差异化的责任认定规则,明确期刊社、AI开发者等主体的归责原则、责任承担方式,并从立法、司法、行业自律与配套机制三个维度提出涵盖分类备案、举证责任倒置、伦理委员会建设等内容的制度完善路径。

关键词 人工智能期刊审稿责任认定制度完善    
Abstract

Academic journal publishing is undergoing a significant transformation driven by artificial intelligence, which is being applied across all stages—including authors' writing, editors' evaluation, peer review, and comprehensive screening by academic publishing platforms. Technological empowerment is a double-edged sword: it brings both substantial benefits and considerable challenges. This study focuses on AI-assisted peer review and examines the following liability questions: who is responsible when AI delivers erroneous judgments, discriminates against specific research fields or author groups due to biases in its training data, accesses copyright-protected academic literature without authorization during training and operation, or causes the leakage of authors' unpublished research data and personal information—is it the AI developer or the journal that deploys the system? This study sorts AI-assisted review into three types of use cases, each with its own technical features and typical scenarios. The study finds that legal risks fall into four areas: copyright infringement, reputation rights infringement, culpa in contrahendo and breach of contract, and personal data security. When AI reconfigures the legal relationship among authors, journals, and reviewers from a triangular into a diamond-shaped structure, three key dilemmas emerge: responsible-party ambiguity and the absence of fault-determination standards; complex causality and an unbalanced burden of proof; and heightened difficulty of liability attribution due to algorithmic bias. Therefore, to solve these issues, this study proposes a differentiated liability framework to address these distinct risk categories, clarifying attribution principles and liability mechanisms for journals, AI developers, and other stakeholders. For copyright infringement risks at different stages, the core criterion is to determine responsibility based on the controlling power of the relevant subject over the infringing act. For reputation rights infringement caused by AI, the presumption of fault principle should be adopted, with the journal as the primary liable party, while also taking the fault-based liability of the AI developer into account. For culpa in contrahendo and breach of contract, the principle of privity of contract should be strictly followed, with the journal as the core liable party, and the constitutive elements and liability methods should be specified according to the type of liability. On the institutional side, a package of reforms across legislation, judicial practice, and industry self-regulation, including a classified filing system, reversal of the burden of proof, and establishment of ethics committees—is proposed.

Key wordsartificial intelligence    peer review    liability attribution    institutional improvement
出版日期: 2026-07-14
基金资助:中国科学技术期刊编辑学会2023—2024年度基金项目;科技期刊数字出版及全流程管理重点实验室开放基金课题;中国高校科技期刊研究会专项基金课题;重庆市科技期刊编辑学会项目“重庆市科技期刊发展现状、问题与对策研究”(CQKJQKXH2024014)
通讯作者: 吴瑜   
Corresponding author: Yu WU   

引用本文:

张弘杨,吴瑜,肖进,彭熙,别思瑶,唐定国. 人工智能辅助期刊审稿责任认定规则构建研究[J]. 科技与出版, 2026, 45(6): 106-114.
ZHANG Hongyang,WU Yu,XIAO Jin,PENG Xi,BIE Siyao,TANG Dingguo. Constructing a Liability Attribution System for AI-Assisted Journal Peer Review. Science-Technology & Publication, 2026, 45(6): 106-114.

链接本文:

http://kjycb.tsinghuajournals.com/CN/      或      http://kjycb.tsinghuajournals.com/CN/Y2026/V45/I6/106

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