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科技与出版  2025, Vol. 44 Issue (12): 75-84    
编辑实务
政策工具视角下法国钻石开放获取政策文本分析及其启示
崔丽媛1,朱亚鑫2,*,曲波2
1. 中国医科大学图书馆,110122,沈阳
2. 中国医科大学医学教育评价与改革研究院,110122,沈阳
Textual Analysis of French Diamond Open Access Policies from the Policy Instrument Perspective and Its Implications
CUI Liyuan1,ZHU Yaxin2,*,QU Bo2
1. China Medical University Library, 100122, Shenyang, China
2. Institute of Health Professions Education Assessment and Reform, China Medical University, 100122, Shenyang, China
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摘要: 

文章根据政策工具与政策演进阶段构建分析框架,采用文本分析解析8项法国钻石开放获取政策文本,并阐释其在政策萌芽期、政策发展期以及政策深化期的政策主张。揭示法国钻石开放获取政策在欧洲语境呈现的“强环境型—弱需求型”特征,及推动“出版商主导”到“作者主权”的范式转型,并作为法国巩固其全球开放获取领导地位的战略工具。我国开放获取政策设计应聚焦:夯实环境型政策工具的制度保障、整合供给型政策工具的支撑要素、优化政策工具组合以及推动开放获取能力培育实施。

关键词 钻石开放获取政策演进法国政策工具    
Abstract

The practice of Diamond Open Access (OA) in France provides a compelling case study of how open access principles can be systematically integrated into national research policy. Originating as a visionary idea championed by academics and activists, it has evolved into a formal, state-led strategy. This strategy has expanded further through active participation in international OA alliances and the establishment of a recognizable Diamond OA brand within France. To fully understand this complex policy landscape through qualitative text analysis of eight key French Diamond OA policy documents, this study argues that it must be examined through two complementary lenses simultaneously. First, the specific policy tools employed by the French government and agencies are analyzed. These include establishing broad legal frameworks and public digital infrastructure (environmental tools), directly funding journals and platforms (supply tools), and creating incentives for researchers to publish openly (demand tools). Second, the historical progression of these policies is traced, and divided into three distinct phases: an initial Incubation Phase of advocacy and pilot projects, a Development Phase of strategic national planning and funding, and the current Deepening Phase focused on sustainability, quality, and global leadership. Applying this two-dimensional framework to eight key policy documents, this research maps the evolution of France’ s approach over time. The analysis shows a clear and deliberate strategic shift. In early stages, emphasis was on creating the right conditions and infrastructure. As the policy matured, the focus transitioned to supporting the production of Diamond OA venues and ensuring their long-term viability. The data reveal a distinct pattern: France has consistently relied more heavily on foundational “environmental” tools and direct “supply” support, while using “demand-side” incentives more sparingly. This “strong environmental/supply, weaker demand” model contrasts with certain other European approaches. This strategic selection of policy tools has driven a significant transformation in the French research ecosystem. It has facilitated a power shift away from commercial publishing models toward a system emphasizing academic sovereignty, where scholarly communities exercise greater control over the publishing process. Ultimately, the study finds that Diamond OA policy in France is not merely about improving access to research. It also functions as a strategic instrument for enhancing France’ s influence in global science, positioning the country as a leader in the movement for a more equitable and researcher-driven scholarly communication system. The findings offer valuable insights for other nations crafting their own OA policies. For countries such as China, the French experience highlights several key priorities: building a robust legal and institutional foundation is a critical first step. Sustained, direct public investment in platforms and journals is essential to cultivate a viable Diamond OA ecosystem. Carefully combining different policy tools in a coordinated way is more effective than relying on a single approach. Furthermore, investing in the research community through training and capacity-building ensures that researchers and institutions can actively participate in and sustain the open access transition.

Key wordsdiamond open access    policy evolution    France    policy instruments
出版日期: 2026-01-09
基金资助:辽宁省2021年度社会科学规划基金教育学项目“新时代医学院校人才培养模式改革及动力机制研究”(L21BED020)
通讯作者: 朱亚鑫   
Corresponding author: Yaxin ZHU   

引用本文:

崔丽媛,朱亚鑫,曲波. 政策工具视角下法国钻石开放获取政策文本分析及其启示[J]. 科技与出版, 2025, 44(12): 75-84.
CUI Liyuan,ZHU Yaxin,QU Bo. Textual Analysis of French Diamond Open Access Policies from the Policy Instrument Perspective and Its Implications. Science-Technology & Publication, 2025, 44(12): 75-84.

链接本文:

http://kjycb.tsinghuajournals.com/CN/      或      http://kjycb.tsinghuajournals.com/CN/Y2025/V44/I12/75

表 1  法国钻石开放获取政策的文本列表
图 1  法国钻石开放获取政策的分析框架
图 2  法国钻石开放获取政策的演进阶段
表 2  法国钻石开放获取政策的文本编码
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